The wait for the new USPTO 101 guidance is over

Managing IP is part of Legal Benchmarking Limited, 4 Bouverie Street, London, EC4Y 8AX

Copyright © Legal Benchmarking Limited and its affiliated companies 2024

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement

The wait for the new USPTO 101 guidance is over

The USPTO has finally released its new examination guidance on subject matter eligibility under Section 101, with the Office saying it “provides more detail” than its initial Alice guidance and is “a significant change” from its Myriad and Mayo guidance

uspto.jpg

The USPTO revealed its 59-page interim guidance today. It will be published on the Federal Register here on December 16. In the meantime, a pre-publication PDF can be downloaded here.

In a blog post, USPTO Commissioner for Patents Peggy Focarino said: “This guidance is the latest – but not necessarily the last – iteration of our ongoing implementation of these Supreme Court decisions,” wrote Focarino.


Claim examples have been developed to illustrate the analysis set forth in the guidance. A set of examples relating to nature-based products are posted on the USPTO website and a set of examples relating to abstract ideas will be released soon.

Focarino went on to address two aspects of the new guidance.

“First, the guidance explains the USPTO's interpretation of subject matter eligibility requirements in view of the Alice Corp, Myriad, and Mayo Supreme Court decisions and sets forth an integrated approach for patent examiners in making determinations regarding subject matter eligibility. This guidance incorporates principles emphasized in Alice Corp and provides more details than our initial examination instructions issued immediately after the Alice Corp decision.

peggy20focarino-150.jpg

“The guidance reflects a significant change from the examination guidance previously issued in response to Myriad and Mayo” – USPTO Commissioner for Patents Peggy Focarino

“Second, the guidance reflects a significant change from the examination guidance previously issued in response to Myriad and Mayo. The changes were triggered by the feedback we solicited and received from the public, as well as refinements necessitated by the Alice Corp decision.”

The USPTO’s previous guidance on the Supreme Court’s Alice, Myriad and Mayo decisions was received badly, with many thinking the Office was too strong in its reaction. As we reported in a recent article assessing how patent prosecution had been affected by the Alice decision, the initial Alice guidance released in June led to the USPTO withdrawing allowances for hundreds of applications.

For example, DLA Piper partner Dale Lazar told us: “They came out with initial guidelines concerning Alice and there was a fair amount of unanimity that those guidelines were no good. The Patent Office got that message.”

If anything, the reaction to the USPTO’s Myriad and Mayo guidance issued in March was even stronger. For example, Sherry Knowles described it as “horrifying”, and outlined concerns that it meant no natural product is patentable in the United States as a result, and maybe no derivative of natural products either.

In her blog post, Focarino said: “We carefully considered input from the public and our own patent examiners in addressing possible revisions both to our guidance stemming from Myriad and Mayo as well as Alice Corp. That led us to make changes to our analysis of subject matter eligibility under § 101, now set forth in the 2014 Interim Eligibility Guidance. We crafted this guidance to be a more straightforward eligibility analysis, one that promotes examination efficiency and consistency while conforming with the principles in the Supreme Court decisions.”

Once you have had a chance to digest the new guidance, let us know what you think, by either commenting on this blog post or joining the discussion on our LinkedIn group.

more from across site and ros bottom lb

More from across our site

Speaking to Managing IP, Kathi Vidal says she’s looking forward to helping clients shape policy when she returns to Winston & Strawn
AA Thornton and Venner Shipley’s combination creates a new kid on the block, but one which could rival the major UPC players
Amit Aswal explains why you should take on challenges early in your career and why the IP community is a strong, trustworthy network
Five members of Qantm’s leadership team, including its new managing director, discuss how the business is operating under private equity ownership and reveal expansion plans
In our latest UPC update, we examine an important decision concerning the withdrawal of opt-outs, a significant victory for Edwards, and the launch of a new Hamburg-based IP firm
The combined firm, which will operate under the Venner Shipley name and have 46 partners, will go live in December
Vidal, who recently announced her departure from the USPTO, said she decided to rejoin the firm because of its team and culture
Osborne Clarke said John Linneker’s experience, including acting for SkyKick in the seminal dispute with Sky, will be a huge asset to the firm
Fieldfisher led arguments in court before Kirkland & Ellis took over shortly after SkyKick was acquired, it was revealed last week
Lawyers at Finnegan and Fross Zelnick explain why privacy formed a natural extension of their firms’ IP practices and share expansion plans
Gift this article